Microencapsulation
Learning
Objectives
At the end of the
session, student will be able to:
• Identify mutiparticulate drug delivery systems
• Differentiate between microparticles and macroparticles
• Differentiate between microspheres and microcapsules
• Enlist the methods for microencapsulation
• Describe air suspension technique for microencapsulation
• Discuss the steps in microencapsulation by coacervation
phase separation technique
• Analyze the differences between spray drying and spray
congealing procedures
• Explain microencapsulation by pan coating method
• Discuss solvent evaporation technique for
microencapsulation
• Outline interfacial polymerization technique
• Classify coating materials used in microencapsulation with
examples
• Outline the applications of microencapsulation techniques
in pharmaceutical and other fields
Introduction
to multiparticulate drug delivery system
✓ The active substance is
present in a number of small independent units
✓ To deliver the required dose,
these unites can be filled into sachets, capsules or compressed into tablet
Microparticles
and Macroparticles
✓ Particles having diameter
between 3 – 800µm are known as microparticles or microcapsules or microspheres
✓ Particles larger
than 1000µm are known as Macroparticles
Classification
Microparticle
1. Microcapsule
2. Microsphere
Introduction
✓ Microencapsulation is a
process by which very tiny droplets or particles of liquid or solid material
are surrounded or coated with a continuous film of polymeric material
✓ The product obtained by this
process is called as micro particles, microcapsules
Microencapsulation
• In the encapsulate, the active portion is termed the core,
internal phase, or fill
• The encapsulating material is called the shell, coating,
or wall material and may range in both its thickness and number of layers
• Microcapsules can release their contents at controlled
rates at specific conditions
• Shape – ideally spherical; however, their shape is heavily
influenced by the structure of the unencapsulated material
Advantages
of Microencapsulation
✓ To Increase of bioavailability
✓ To alter the drug release
✓ To improve the patient’s
compliance
✓ To produce a targeted drug
delivery
✓ To reduce the reactivity of
the core in relation to the outside environment
✓ To decrease evaporation rate
of the core material.
✓ To convert liquid to solid
form
✓ To mask the core taste
Fundamental
Consideration
Applications
of Microencapsulation
Chemistry
Printing & recording
Carbonless paper,
Adhesives
Pigments and
Fillers Catalysts
Food & feed
Aromas, Probiotics
Unsaturated oil,
Enzyme food processing amino acid for cows
Agriculture
Fungicide – herbicide,
Insect repellent,
Biopesticide
Pigments and fillers
Artificial insemination
Biotechnology & environment
Continuous reactor,
Shear protection,
Reactor oxygenation
Consumer &
diversified
Cosmetics, detergents (enzymes), sanitary (active, aromas)
Carbonless copy paper
Release
Mechanisms of Microencapsulation
1. Degradation controlled monolithic system
2. Diffusion controlled monolithic system
3. Diffusion controlled reservoir system
4. Erosion
Microencapsulation:
Techniques
Air suspension technique
Single & double emulsion
Pan coating
Coacervation
Solvent evaporation
Spray drying and spray Congealing
Polymerization
Extrusion
Air Suspension
Techniques (Wurster)
Wurster Process
Microencapsulation by air suspension technique consist of:
• Dispersing of solid, particulate core materials in a
supporting air stream
• Spray coating the air suspended particles
• Within the coating chamber, particles are suspended on an
upward moving air stream
– The air may be heated or cooled
• The design of the chamber and its operating parameters
effect a recirculating flow of the particles through the coating zone portion of
the chamber, where a coating material, usually a polymer solution, is spray
applied to the moving particles
– The coating, which may be in a molten state or dissolved
in an evaporable solvent
• During each pass through the coating zone, the core
material receives an increment of coating material
• The cyclic process is repeated, perhaps several hundred
times during processing, depending on
– The purpose of microencapsulation
– The coating thickness desired
– Whether the core material particles are thoroughly
encapsulated
• The supporting air
stream also serves to dry the product while it is being encapsulated
• Drying rates are
directly related to the volume temperature of the supporting air stream.
• The coating is atomised through nozzles into the chamber
and deposits as a thin layer on the surface of suspended particles
• The turbulence of the column of air is sufficient to
maintain suspension of the coated particles, allowing them to tumble and
thereby become uniformly coated.
• Upon reaching the top of the air steam, the particles move
into the outer, downward-moving column of air, which returns them to the
fluidised bed with their coating nearly, dried and hardened
• The particles pass through the coating cycle many times
per minute
• With each successive
pass, the random
orientation of the
particles further ensures their
uniform coating
• The process typically takes from 2 to 12 hours to complete
and achieves exceptionally good coverage, leaving only about 0.2-1.5% of the
particles uncoated
• Air suspension coating can be used with core particles
ranging from 50 to 500 µm
Various variables to
be considered during this process are:
• Volume of the air required to fluidize and support the
core
• Coating material application rate and its concentration
• Amount of coating material required
• Temperatures of the inlets and outlets
• Various parameters of core material such as its melting
point, density, surface area, friability, volatility, crystallinity, flow
ability and solubility.
MICROENCAPSULATION
BY COACERVATION PHASE SEPARATION TECHNIQUE
Coacervation
• Bungenberg and colleagues defined as, partial desolvation
of a homogeneous polymer solution into a polymer-rich phase (coacervate) and
the poor polymer phase (coacervation medium)
• The term originated from the Latin ‘coacervate’, meaning “heap”
• This was the first reported process to be adapted for the
industrial production of microcapsules
Coacervation
– Methods
Simple coacervation –
A desolvation agent is added for phase separation
Complex coacervation –
Involves complexation between two oppositely charged polymers.
Microencapsulation
– Coacervation Technique
STEP 1: Formation
of three immiscible phases
• A liquid manufacturing phase
• A core material phase
• A coating material phase
STEP 2:
Deposition of the liquid polymer coating on the core material
STEP 3:
Rigidizing the coating usually by thermal, cross linking or desolvation techniques
to form a microcapsule
STEP 1: Formation of three immiscible phases
1. Liquid
manufacturing vehicle
2. Core material
3. Coating material
• The core material is dispersed in a solution of the
coating polymer
The three phases are formed by;
Simple coacervation
• Temperature change
• Salt addition
• Nonsolvent addition
• Incompatible polymer addition
Complex coacervation
• Polymer – polymer interaction
1. Changing temperature of polymer solution
e.g. ethyl cellulose in cyclohexane (N-acetyl P-amino phenol
as core)
2. Addition of salt
e.g. addition of sodium sulphate solution to gelatine solution
in vitamin encapsulation
3. Addition of non-solvent
e.g. addition of isopropyl ether to methyl ethyl ketone
solution of cellulose acetate butyrate
4. Addition of incompatible polymer to the
polymer solution
e.g. addition of polybutadiene to the solution of
ethylcellulose in toluene
5. Inducing polymer – polymer interaction
e.g. interaction of gum Arabic and gelatin at their
iso-electric point
Step 2: Deposition of liquid polymer upon the core material
• Accomplished by controlled, physical mixing of the coating
material (while liquid) and the core material in the manufacturing vehicle
• Polymer should be adsorbed at the interface formed between
the core and the liquid phase
• Adsorption phenomenon is a pre requisite for effective
coating
Step 3: Rigidization of the coating
Carried out by
Crosslinking
Desolvation
Thermal treatment
MICROENCAPSULATION
BY SPRAY DRYING AND SPRAY CONGEALING
Dispersing the core
material in a liquefied coating substance
â
Spraying or
introducing the core coating mixture into suitable environmental condition
â
Rapid solidification
of the coating
Rapid solidification
of the coating
Spray drying – Rapid
evaporation of a solvent in which the coating material is dissolved à Coating solution
dissolved in a solvent
Spray Congealing –
Thermally congealing a molten coating material or by solidifying a dissolved coating
by introducing the coating core material mixture into a nonsolvent à Coating applied as a
melt of waxes, fatty acids, polymers and sugars that are solids at room
temperature but melt at reasonable temperature
5 to 600 microns
Spray dryer
Equipment
➢ Spray drier
Process control
variables
➢ Viscosity, uniformity,
concentration of core and coating material
➢ Feed rate
➢ Method of atomization
➢ Drying rate
MICROENCAPSULATION
BY PAN COATING
Pan Coating
• Microencapsulation of relatively large particles
• Particles larger than 600 microns
• Controlled release beads
• Coating solution atomized on the particles in the coating
pan
• Solvent removed by passing warm air over the coated
particles
• Or by drying in an oven
MICROENCAPSULATION
BY SOLVENT EVAPORATION
Solvent evaporation
Drug Dissolved or dispersed in Solution of polymer in a
volatile solvent à
Dispersed àLiquid
manufacturing vehicle à
Removal of solvent
Process variables → solvent for the polymer, temperature
cycle, agitation rates
MICROENCAPSULATION
BY POLYMERIZATION
Interfacial
Polymerization
• Reaction of monomeric units located at the interface
existing between a core material and
continuous phase
Coating
Materials
Water soluble resin
• Gelatin
• Gum Arabic
• PVP
• CMC
• Methyl cellulose
• Arabinogalactan
• Polyvinyl acrylate
• Polyacrylic acid
Water insoluble resin
• Ethyl cellulose
• Polyethylene
• Polymethacrylate
• Cellulose nitrate
• Silicones
Wax & lipid
• Paraffin
• Carnauba wax
• Bees wax
• Stearic acid
• Stearyl alcohol
Enteric resin
Shellac
Zein
Cellulose acetate phthalate
APPLICATIONS
OF MICROENCAPSULATION
Pharmaceutical
Applications
• To improve the flow properties. e.g. Thiamine, Riboflavine
• To enhance the stability. e.g. Vitamins
• To reduce the volatility of materials. e.g. Peppermint
oil, Methyl salicylate
• To avoid incompatibilities. e.g. Aspirin and
Chloramphenicol
• To mask the unpleasant taste and odour. e.g.
Aminophylline, castor oil
• To convert liquids into solids. e.g. Castor oil,
Eprazinone,
• To reduce gastric irritation. e.g. Nitrofurantoin,
Indomethacin
Microencapsulation in
paint industry
• Products such as acrylics, powder coatings, urethane
paints, are key product types currently used with microencapsulation
Thermo-chromic &
photo-chromic apparels/fabrics
• These fabrics change
colour as an
effect of change
in temperature in the
surrounding
• Within the fabric, the microencapsulated colourings are
responsive to thermal changes and light sensitive changes.
Carbonless Paper
• With carbonless paper, the copy is produced by a chemical
reaction between two different coatings (Color producing substance and reacting
substance), which are generally applied to the front and back of a base paper
• This color reaction is caused by pressure (typewriter,
dot-matrix printer, or writing instrument).
Microencapsulated
Scents
• Microcapsules containing fragrances (essential oils) are
applied to paper
• They stay enclosed in the (micro) capsule until pressure
force is applied, under which microcapsule shell ruptures and releases the core
material
• These microcapsules are mostly used in
“scratch-n-sniff” applications e.g. samples perfume inserts in the
newspapers and magazines, promotional advertising campaigns, etc.
Food industry
• Microencapsulated flavors, lipids, and pigments
• Microencapsulation of coffee flavors improves the
protection from light, heat and oxidation when in the dry state, but the core
is released upon contact with water
• Microencapsulated L. acidophilus in cheese
• Microencapsulated probiotics by emulsification in
alginate-chitosan, demonstrating more resistance in simulated gastrointestinal
conditions
• Encapsulated aspartame – improving the protection even at
80°C.
Agriculture
• Controlled Release of Crop Protection Products – a
pesticide product may be most effective at certain humidity or pH levels, or
need to be targeted to the leaves or the roots of the plant
• Sophisticated encapsulation technologies can be designed
with appropriate triggers for maximum efficacy. A pesticide that works on the
leaves of the plant, for example, may be triggered by UV exposure. Another
agrichemical that needs to be applied to the roots in wet conditions may only
be released when rain washes it down into the soil
TOP
COMPANIES IN MICROENCAPSULATION MARKET
Encapsys, LLC
• Provides microencapsulation solutions for paints and
coatings, agriculture, oil and gas, adhesives and sealants, personal and household
care, and paper industries.
Reed Pacific Pty
Limited
• Provides
microencapsulation technology for many different applications such as
– Insect repellent
– Healthcare
– Agriculture
– Consumer products (fabric care and personal care)
– Cosmetic & skin care
– Industrial actives
– Defense & aviation
Ronald T. Dodge
Company
• The company offers services such as microencapsulation,
fragrance delivery, controlled release, encapsulated products, coacervation,
scented coatings, and inks
GAT Microencapsulation
GmbH
• Generic agrochemical products (agro-generics) and biocidal
products such as herbicides, insecticides, acaricides, fungicides, and biocides
Capsulae
• The company offers microencapsulation for human and animal
nutrition, biotechnologies, and chemical industries by using dripping
technology, emulsion- based technology, and coating technology
Microtek
Laboratories, Inc.
• Microencapsulated materials are utilized in agriculture,
pharmaceuticals, foods, cosmetics and fragrances, textiles, paper, paints,
coatings and adhesives, printing applications, and many other industries
Aveka, Inc.
• It offers custom particle processing, manufacturing,
powder process research and development, consulting, prilling, spheroidization,
dry powder coating, and encapsulation services.
TasteTech Ltd.
• The company offers core-shell encapsulation, matrix
encapsulation, spray drying, power stabilization, flavor development, and
contract manufacturing services. The company serves bakery, chewing gum, confectionery,
and sports nutrition markets.
LycoRed Ltd.
• Develops and supplies premixes and microencapsulated
carotenoids, vitamins, minerals, and specialty ingredients for dietary
supplementation, food fortification, coloring, and flavor enhancement applications
Innobio Limited
• The company provides specialty fatty acids, carotenoids,
and branched- chain amino acids
• It offers its product to health concerning markets such as
sport nutrition, weight management, eye health, cognition, vascular care, and
anti-aging
Summary
• Microparticles are a kind of multiparticulate dosage forms
• Microparticles can be in the form of microspheres or
microcapsules
• Microencapsulation if the process of applying polymer
coatings to tiny droplets or particles of liquid or solid material
• Microencasulation has several advantages in biomedical,
pharmaceutical and other fields
• Microencapsulation by air suspension (Wurster) coating
involves application of polymer coat to particles suspended in a stream of air
• Coacervation – Simple and complex
• Steps – Formation of three phases, deposition of coat,
rigidization of coat
• Pan coating – for larger particles
• Solvent evaporation – for organic solvent for polymer
• Spray drying and congealing – by atomizing polymer, core,
solvent mixture in a suitable polymer
• Interfacial polymerization – Reaction of monomeric units
located at the interface existing between a core material and continuous phase
Microencapsulation
can be applied to all sectors of industrial activity
1. Food & Feed
• Flavouring agents & sweeteners
• Enzymes & micro-organisms
• Vitamins, minerals & amino acids
• Plant extracts, aromas, fragrances
• Unsaturated fatty acids
2. Agriculture &
Environment
• Insecticides and fungicides
• Herbicides and fertilizers
• Repellents and larvicides
• Plant biocontrol & bionutrition
• Water, soil, air treatment
3. Human & Animal
Health
• Vaccination & drug delivery
• Artificial insemination
• Bioartificial organs
• Cell therapy
4. Chemistry
• Adhesives and sealants
• Paints and coatings
• Building & construction materials
• Self-healing materials & PCM
5. Home &
Personal Care
• Cosmetic creams
• Shampoo, toothpaste, soap & shower gels
• Washing powders & washing-up liquids
• Household products
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